Francisco Suárez, on the just cause 

Francisco Suárez is the greatest exponent of 16th-century scholastic philosophy in Spain. He was born in Granada in 1548 and died in Lisbon in 1617. He was a philosopher, theologian, and jurist. He was Jesuit (1564) and he studied in Salamanca and taught theology in Segovia (1571), Valladolid (1576), and Rome (1580). He was Professor of Theology at the Universities of Alcalá (1585) and Salamanca (1593), and in 1597 he went to Coimbra, where he had to take another doctorate in Theology to be able to teach. His works include Metaphysical Disputations/ Disputaciones metafísicas, which was very successful in his time, based on classical and scholastic authors.

This will be followed by a discussion of Francisco Suárez’s just cause theory of war, as reflected in his essay War, Intervention, International Peace/Guerra, intervención, paz internacionalin the style of Estrategia Minerva Blog. 

What are the just titles of war according to natural reason?

“No war can be just unless there is a legitimate and necessary cause. The conclusion is certain and evident. Now this just cause and sufficient reason for war is a grave injury already consummated which can neither be avenged nor otherwise redressed” (Francisco Suárez, Guerra, intervención, paz internacional, IV.1).

Bobbio recalls that the positions that tend to justify all wars are called warmongering; those that tend not to justify any are included in active pacifism and the intermediate ones that approve some and condemn others are just war theories. Precisely, Suárez’s approach is to specify the assumptions under which a war would be just.  

Bobbio affirms two fundamental principles: “the certainty of the criteria for judgement and the impartiality of the judge”.  He concludes that neither of these two principles is respected in the declaration and conduct of a war (Norberto Bobbio, El problema de la guerra y las vías de la paz).

Francisco Suárez’s doctrine of war is that it is only just as an ultima ratio, when other means of compensation, redress, or restoration are not available in cases of of grave injury. It is interesting to think that Clausewitz, the great theorist of strategy, said that “war is a mere continuation of politics by other means”. Strategy and negotiation must be elements that minimise the negative consequences of war. In other words, war, as a bad outcome, can help the parties to move strategically to avoid it.

“Not just any cause is sufficient to justify war, but only that cause which is grave and proportionate to the damage of war. It would be against natural reason to inflict very serious damage for a slight injury. Nor can the judge punish all kinds of offences, but only those which offend against the general peace and the good of the State” (Francisco Suárez, Guerra, intervención, paz internacional, IV.2).

It is associated with prudence, and a principle of justice, that the just cause of war must be serious and proportionate to its damage. However, this is not always the case.  

“Various kinds of injury are the cause of just war; these may be grouped into three chapters. First, when the prince seizes the property of another and refuses to restore it. Second, when without reasonable cause he denies the common rights of peoples, such as the right of transit on public roads and international trade. Thirdly, a grave injury to reputation or honour. These injuries are also sufficient cause for war when they are inflicted on the sovereign himself or on his subjects, for the prince is the guardian of the State and of the citizens” (Francisco Suárez, Guerra, intervención, paz internacional, IV.3).

Translated into more contemporary language, the first scenario would be that of territorial disputes between two States over a particular territory, where issues such as sovereignty, territorial integrity, etc. are mixed. This is a classic source of conflict, which can be handled diplomatically, although it sometimes ends in war.

The second scenario would be a serious violation of human rights, here there would be questions such as whether the issue of interference in internal affairs, whether democracy can be exported or universal jurisdiction of human rights. It could be argued that there are universal, regional and state systems to protect human rights, with many mechanisms for conflict resolution, although in the end a defensive war to protect human rights may be justified.

The third case of serious injury to reputation or honour would not currently be grounds for just cause for war, as there are other mechanisms for protection.  Instead, social networks have popularised the cancel culture, where people are denigrated for their actions or opinions considered politically incorrect.

“The war of the people against their sovereign is not intrinsically evil, even if it is aggressive; the other conditions of just war must, however, be fulfilled for it to be honest. This conclusion is only reached if the prince is a tyrant. It can happen in two ways: first, if the prince is a tyrant in terms of his dominion and power; second, if he is a tyrant only in terms of the way he rules.” (Francisco Suárez, Guerra, intervención, paz internacional, VIII.2).

This distinction of Suárez would be a precedent for the notions established by Max Weber as legitimacy in origin and legitimacy in exercise when dealing with the analysis of power. These words on the conditions of just war against the tyrant follow the medieval tradition of justifying tyrannicide, but give broader coverage by including this struggle within the types of just war.

In the first place, the tyrant is, Suárez clarifies, the one “who obtains the government of a State against the Law, especially if he rules it without justice and according to his will”. Secondly, the tyrant is he “who abuses his power, superiority or force in any concept or matter, or who simply imposes that power and superiority to an extraordinary degree”.

Just war would be a mechanism for protection against the abuse of power. Is war the best mechanism for that purpose? Constitutionalism had that very aim, which looks to counterbalance the different powers. However, there are conceptions of the separation of powers in democratic societies about who should have the last word on the most controversial issues and about whether all issues can be put to a vote. 

As Foucault put it, “politics is the continuation of war by other means”. The growing political polarisation is worrying. Carl Schmitt argued that politics is about benefiting your friends and prejudicing your enemies. This is known as the friend/enemy dialectic. Considering political adversaries as enemies is the first step to strong polarisation, civil conflict, and disunity. Let us hope that politics will find the best means and strategies for a better future and few, if any, just cause for war.

Thucydides, the negotiating power in the Melian dialogue

In the work History of the Peloponnesian War, Thucydides narrates the conflicts that took place in Ancient Greece between the polis of Athens and Sparta. He highlights the famous Melian dialogue in which the Athenians -who held an empire- and the Melians -who inhabited the island of Milos- discuss their future relationship.

This dialogue is characterised by the Melians appealing to arguments of justice, equality and neutrality, while the Athenians use the threat of force and unequal resources. It would be an example, among the classics, of what is called real politik.

The Athenians distinguish between arguments of justice -between equals – and appeals to force -between the powerful and the weak-. The Athenians assert that “justice prevails in the human race in circumstances of equality, and that the powerful do what their strength permits and the weak yield to them” (V.89). So  according to the Athenians, the Melians must yield.

The Melians attempt to deliberate, advocating a position of neutrality between Sparta and Athens, but offering friendship. The Melians argue “would you not agree that, remaining neutral, we should be your friends rather than your enemies, but not allies of either side” (V.94).

In a typical response of political realism, the Athenians set their priorities in the relationship with the Melians: 1.- Hatred/Vassalage; 2.- Enmity; 3.- Friendship/Neutrality. Allowing an island to be neutral and friendly is a bad example for the interests of the Athenian empire. From this perspective, the Athenians assert that “your enmity does not harm us so much as your friendship, which is to our vassals a manifest sign of our weakness, while your hatred is a sign of our power” (V.95).

The Athenians’ argument is an appeal to power and force. They do not try to convince the Melians of the advantages of accepting their position. Rather, they make a serious threat, which given the context must have been credible. The Athenians argue that “this is not a contest for you to measure courage on equal terms so as not to suffer dishonour, but the deliberation is rather about your salvation, which consists in not standing up to those who are much stronger” (V.101).

The response of the Melians is to relativise the power of the other side and give more value to the alternative of a confrontation than that of surrender. The Melians assert that “wars present vicissitudes that are more evenly shared than the disproportion of forces would suggest. For us to give in immediately holds out no hope, whereas by giving ourselves up to action there is still hope of standing” (V.102).

This Melian dialogue allows us to address the question of bargaining power. In particular, according to the terminology of the Harvard Method in Getting to yes, from Fisher and Ury, on BATNA. The key element of negotiations is what is the Best Alternative to a Negotiated Agreement –BATNA-. What is relevant is to identify this BATNA and use it as the yardstick to measure any possible negotiating outcome.

The BATNA marks the worst acceptable outcome of the negotiation. The red line where it is better not to give in. The key is that the better BATNA you have, the more bargaining power a party has. If a party has a strong alternative, it will be able to make greater demands of the other party.

I will now analyse the Melian Dialogue from the perspective of the bargaining power of the parties. The Athenians consider their BATNA to be high because they are powerful and strong. This means that they can conquer the city despite the will of the Melians. The alternatives are the surrender of the Melians or their military defeat.

The Melians try to deliberate and convince the Athenians in terms of equality and justice. Their BATNA is an alliance with Sparta to protect them from Athens. Their alternatives are a lonely and heroic war, an alliance with Sparta, surrender to Athens or compromise with Athens.

From the point of view of strategy, the Athenians failed because they only threatened with force, but did not try to convince the other side of the advantages of being allies. They sought a relationship of vassalage and wanted to impose it through force. The negotiation was about whether they would have to fight to achieve their goals. From today’s perspective, it would be better to have allies than forced vassals.

From the Melians’ point of view, the alternative to negotiating is to ally more strongly with Sparta. The problem with this negotiation is that the alternatives they propose are voluntary surrender or military defeat. These terms are unacceptable to the Melians. The way to improve BATNA is to consolidate and make credible the possible alternatives, particularly the alliance with Sparta. It should also try to deliberate and convince the other side on a principled basis.

Thucydides himself recounts that Athens finally carried out its threat. From this perspective, “the Athenians executed all the Melians of virile age who fell into their hands and reduced the children and women to slavery” (V.116). The Meliansdialogue does not have a happy ending. The powerful wins by making good on their threat to use force. The lesson, from strategy, is that negotiations should enable parties to improve their bargaining power and better results be obtained, in the long run, from principled and convincing arguments.