Abraham Lincoln, ambition and recognition of leadership

This post starts a series on the Minerva Strategy Blog dedicated to political leadershipThe first subject of analysis will be Abraham Lincoln, who was born in Hodgenville, United States, in 1809 and died in Washington in 1865. An American lawyer and politician, he was the 16th President of the United States (1861-1865). Always remembered as the president who abolished slavery, Abraham Lincoln is one of the most admired figures in American history.

On ambition and recognition of leadership, Doris Kearns Goodwin dedicates a chapter to Abraham Lincoln in her book Leadership in Turbulent Times: Lessons from the Presidents. Below, I will discuss excerpts from this chapter in the style of the Minerva Strategy Blog.

“How Lincoln responded to attacks directed against him and his party reveals much about his temperament and the character of his developing leadership. Such was the law of politics in the antebellum era that discussions and debate between Whigs and Democrats regularly attracted the fanatic attraction of hundreds of people. Opponents attacked each other in fiery, abusive language, much of the delight of raucous audiences, inciting an atmosphere that could burst into fistfights, even, on occasion, guns being drawn. While Lincoln was as thin-skinned and prickly as most politicians, his retorts were generally full of such good-humoured raillery that members of both parties could not help but laugh and relax on the pleasure of the entertaining and well-told stories” (Doris Kearns Goodwin, Leadership in Turbulent Times. Lessons from the Presidents).

In everything, a distinction can be made between content and form. The terms used by Aristotle for these concepts were substance and accident. In many cases, form is very important, even more so than content. For some, politics is tension and polarisation, while a sense of humour and good manners are always welcome. Lincoln was a leader who used irony as a political weapon, while today some persons use rumours, insults or violence. 

“I desire to live, and I desire place and distinction; but I would rather die now than, like the gentleman, live to see the day I would change my politics for an office worth 3000 dollars a year, and then feel compelled to erect a lightning-rod to protect guilty conscience from an offended God” (Doris Kearns Goodwin, Leadership in Turbulent Times. Lessons from the Presidents).

This quote refers to someone who changed political parties due to a new, very lucrative position. Lincoln defended honesty and consistency with one’s own ideals in the face of political opportunism. Therefore, we live in times when politicians feel discredited by the behaviour of some who find private benefits in politics. In the end, it all boils down to one of the great philosophical questions: What is the meaning of life? What is politics?

“By the disproportionate vote of 77 to 6 the Assembly resolved that “we highly disapproved the formation of abolition societies” and hold “sacred” the “right of property in slaves”. Lincoln was among the things who voted no. Registering a formal protest, he proclaimed that “the institution of slavery is found on both injustice and bad politics.” he had always believed, and he later said, that ”if slavery is not wrong, nothing is wrong”.  Lincoln’s protest stopped well short of abolitionism (Doris Kearns Goodwin, Leadership in Turbulent Times. Lessons from the Presidents).

The notion of slavery is contrary to equal human dignity, which is at the core of human rights. However, slavery, which turns human beings into property, has been existed until unusually recent times. Even today, there are cases of forced labour and human trafficking. Lincoln’s leadership lesson is that there are values that cannot be compromised; they are non-negotiable and, on these occasions, it is good to hold fast to one’s convictions.

“While the ambition of the hallowed framers had been ‘inseparable linked’ with building up a constitutional government allowing the people to govern themselves, he feared that in the chaos of the moblike behaviour, men of the likes of ‘an Alexander, a Caesar, or a Napoleon’ would likely seek distinction by boldly setting themselves ‘to the task of pulling down’. Such men of ‘towering’ egos, in whom ambition is divorced from the people’s best interests, were not men to lead a democracy; they were despots” (Doris Kearns Goodwin, Leadership in Turbulent Times. Lessons from the Presidents).

There is a risk of drifting towards authoritarianism in different countries. Some analysts will argue that democracy is mutating. However, we must be wary of “men with excessive egos”. The rule of law emerged as a reaction to the power of the absolutist king. Locke’s approach emphasises the separation of powers, limited power and the right of resistance if the Social Contract is not fulfilled. Charismatic leaders who accumulate power are a risk to political pluralism, alternance, checks and balances, and the vitality of a democracy of quality. 

“To counter the troublesome ambition of such men, Lincoln called upon his fellow Americans to renew the framers’ values and to embrace the Constitution and its laws. ‘Let reverence for the laws be breathed by every American mother,’ taught in every school, and preached in every pulpit. The great bulwark argument against a potential dictator is an informed people ‘attached to the government and the laws’. This argument takes Lincoln back to his first statement to the people of Sangamon County when he spoke of education as the cornerstone of democracy. Why is education so central? Because, as he said then, every citizen must be able to read history to “appreciate the value of our free institutions” (Doris Kearns Goodwin, Leadership in Turbulent Times. Lessons from the Presidents).

Emphasis is placed on the role of public education as a prerequisite for democracy and as a form of defence against “a potential dictator”. It is worth considering that education and digital literacy are becoming elements that should be included among the virtues that citizens should cultivate. To make autonomous decisions, it is necessary to be well informed, among other conditions. To appreciate free institutions, education for citizenship is beneficial, as in the early days of democracy, the Sophists stood up to demagogues and authoritarian threats. 

Strategic tightrope walking

United States President John F. Kennedy declared a naval blockade in Cuba on 22 October 1962, after a week of internal deliberations. The Soviet Union could have reacted to this action by increasing the risk of nuclear conflict to critical levels, which Kennedy believed had a one-third to one-half chance of occurring. After days of tension, statements, and clandestine talks, Khrushchev chose to avoid direct confrontation, withdrawing the missiles from Cuba and returning them to the Soviet Union. This was done in exchange for a promise from the United States to withdraw its missiles from Turkey in the near future. Khrushchev chose to back down after considering the possibility of a nuclear catastrophe.

Dixit and Nalebuff, in their works Thinking Strategically and The Art of Strategy, examine this historical event and explore the idea of strategic tightrope walking. This tactic is based on deliberately creating a risk that is sufficiently intolerable for the opponent that they are induced to eliminate it, thereby complying with our wishes. This is a technique that requires skilful use of credibility and proper risk management, as one might expect, but it can also be a very effective strategy for achieving predetermined goals. 

The classic example of strategic tightrope walking has been the Cold War and the use of nuclear deterrence. To prevent the Soviets from launching a conventional attack against Europe or the United States, it is necessary to expose them to the possibility that the conflict will escalate and a nuclear exchange will occur. The Soviets would proceed more slowly if the risk of pursuing that course increased. The United States and the Soviets would likely offer mutual concessions, despite running a greater risk of escalation.

The increased probability of a conventional conflict escalating should be offset by the decreased probability of initiating a war. If Khrushchev considered the level of risk unacceptable, the use of strategic tightrope walking will be successful. It would have allowed Kennedy to choose a larger threat that is large enough to be effective but small enough to be credible.

Like any other strategic move, its aim is to alter the opponent’s expectations to influence their actions. Therefore, strategic tightrope walking is a type of qualified threat. To use this tactic successfully, it is necessary to understand its distinctive characteristics.

Dixit and Nalebuff ask: First, why not threaten the opponent with the certainty of a terrible outcome, rather than the lesser risk of it happening? Second, how do you determine whether the risk will materialise? Third, what is the appropriate level of risk?

Strategic tightrope walking is the tactic of pushing your opponent to the brink of catastrophe to make them back down. This is an extreme application of the Silver Rule: do not do unto others what you would not have them do unto you. The individual eventually gives in to your tactic because they do not want to cause an avoidable disaster.

This strategic tightrope walking bears a resemblance to the chicken game dilemma. In game theory, the chicken game dilemma arises when two drivers are travelling in opposite directions at high speed towards the same point on the same road. Each driver is aware of their car’s reaction time and turning radius, which are assumed to be identical for both competitors. Each must decide when the time comes to swerve. This decision must be made without considering the other driver’s decision, as it is irrevocable. One opponent’s quick decision cannot affect the other.

This chicken dilemma is based on a scenario where there is increasing risk and an outcome that is interdependent on the other player’s decisions in relation to one’s own decisions.  This increasing risk, if both players fail to change their attitude, could lead, in the worst-case scenario, to a collision between the two vehicles, with fatal consequences.

It seems that strategic tightrope walking is an initially more cautious approach, which considers all possible scenarios and selects the one that presents the least risk. In chicken games, with the same game structure, the outcome is uncertain and depends on how the other driver acts compared to the driver in question. The crucial question is: who is the first to give way?

Let us imagine a fragile seven-party agreement, with disparate and even conflicting interests and idiosyncrasies, with another negotiator who holds a position of power—which depends on maintaining this fragile agreement. Here, strategic tightrope walking—and the parties’ risk management—would be combined with the salami tactic. With the threat that the pact will end, one party obtains a concession, with each slice it cuts, no matter how small, having the potential to be the last straw. The key to making this type of threat credible is that none of the parties has exact knowledge of where the dividing line lies.

Strategic tightrope walking involves not only creating a risk, but also carefully keeping the level of that risk under control. Reaching this conclusion does not mean that one must accept the situation and accept the risk of nuclear war. To reduce the risk, it is necessary to address the problem at a more fundamental level, that is, to change the game.